Maintain independence from daily operations of the bank Maintain proficient knowledge of applicable compliance statutes, regulations and interpretations especially those related to risk management and internal controls Assist in gathering and organizing items needed for investors. regulatory examiners and external auditors Assist in designing, performing and documenting a

The Regulatory Compliance Auditor is responsible for determining, by continuous review, that internal controls are adequate and practiced, that company policies and procedures are followed, and that the company is compliant with regulations. Duties & Responsibilities Ensure compliance with established internal control procedures, corporate policies, and regulatory require

The BSA Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Countering the Financing of Terrorism /Anti Money Laundering/OFAC Compliance Program. Accountable to ensure a high level of compliance with the AML/CFT related laws and regulations, internal policies and procedures and OCC regulatory expectations. The BSA Officer

Duties WHAT ARE THE APPEALS (AP), LARGE BUSINESS AND INTERNATIONAL (LB&I), SMALL BUSINESS SELF EMPLOYED (SB/SE) AND TAX EXEMPT AND GOVERNMENT ENTITIES (TE/GE) DIVISIONS? A description of the business units can be found at The following are the duties of this position at the full working level Prepares audit statements with appropriate schedules and exhibits to reflect fin